Adopt AI in financial advice with control and evidence
Practical governance, testing and oversight for advice firms using AI in note-taking, report drafting and review.
Who this is for
- Advice firm principals
- Compliance and risk teams
- Paraplanning and operations leads
- Firms already using AI note-takers or report drafting tools
Why this matters
AI use is growing faster than the controls around it.
Consumer Duty raises the bar on evidencing good outcomes.
Many firms cannot show how AI-assisted work is reviewed and approved.
Around three in four UK advisers now use AI tools, up from around four in ten a year earlier (intelliflo, 2026).
What we offer
Four areas of work that help advice firms adopt AI with proper control and evidence.
AI Use-Case Prioritisation
A ranked roadmap of where AI can add value across advice, paraplanning, compliance and operations, scored on value, risk and data readiness.
AI Governance and Risk Framework
Policy, approval process and accountability for AI-assisted advice, covering Consumer Duty, UK GDPR, third-party model risk and human review.
Independent Tool Evaluation
A neutral, structured comparison of AI tools against your own test cases and requirements.
AI Output Assurance
Testing of AI-assisted reports and notes against defined controls, with findings, remediation tracking and oversight reporting.
How an engagement works
Discovery conversation
A short conversation to understand your current AI use and priorities.
Scoping and fixed fee
A written scope of work with a fixed fee agreed up front.
Delivery
The agreed work is carried out and documented.
Review and next steps
We walk through the findings together and agree any follow-up.
Why Consiglo
Consiglo comes from inside advice operations. We understand how advice work actually moves through a firm, where evidence gets lost, and where controls break down. That is the foundation for governing AI in the same process.
Independence and transparency
Consiglo's advisory work is tool-agnostic. Consiglo's founder also develops Nirio, a deterministic compliance assurance product for advice firms. Where relevant, this is disclosed up front, and Nirio is only proposed where it fits your needs.
Learn about Nirio